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News Archives - 2003
DHHS Updates Status of HIPAA Rules
12/22/2003
The Unified Agenda (also known as the Semiannual Regulatory Agenda) was posted today in the Federal Register. It contains a summary of the rules and proposed rules that each Federal agency expects to issue during the next six months. The Department of Health and Human Services expects the following in regards to HIPAA:
  • The Standard Unique Health Care Provider Identifier Final Rule is still set to be published this month.
  • The estimated publication date for the Claims Attachments Standards Proposed Rule has been changed from January to August 2004.
  • The Standard Unique National Health Plan (Payer) Identifiers Proposed Rule was expected to be published by the end of this year; the date is now yet to be determined. replacing the interim final rule issued August 15 of this year.
  • The Electronic Medicare Claims Submission Final Rule is estimated to be published in September 2004, replacing the interim final rule issued August 15 of this year.
DHHS To Explore HIPAA's Impact On Sports
11/1/2003
The National Football League has a 21-year-old policy limiting players' access to medical and training records during the 17-week regular season. Players can access their medical records once during the preseason and after the regular season ends. Critics say the policy violates players' civil and legal rights under HIPAA. A September 25 news article in the Charlotte Observer said that several veteran players did not even know about the policy. According to the article, the league has contacted the Department of Health and Human Services, and is awaiting word on how the law applies to pro sports teams. Several medical technology companies, including one run by a former NFL player, have approached the NFL and the union pitching the sale of electronic online medical records systems designed to bring the league into compliance with HIPAA guidelines. If security measures are achieved, records could be maintained on an Internet site and players could see their files without having to ask doctors or trainers for the information.
National Provider ID Final Rule Pending
10/23/2003
The Final Rule announcing the National Provider Identifier (NPI) was received by the White House Office of Management & Budget (OMB) for review earlier this week. Final clearance takes between two weeks and 90 days, at which point, the final version of the regulations is placed on display at the Government Printing Office (GPO) in Washington, DC, and then published in the Federal Register. The Proposed Rule was published over five years ago, recommending the adoption of a standard 8-position alphanumeric health care provider identifier. The Final Rule will address public comments and may contain changes from the proposed rule. Meanwhile, today's Federal Register contains notice that HHS Secretary Tommy Thompson has delegated his authority, effective October 7, to the Administrator of the Centers for Medicare & Medicaid Services (CMS) to carry out the administrative and enforcement activities related to the HIPAA regulations, excluding those pertaining to the Privacy Standards. All actions that pertain to the Privacy Standards were already delegated by the Secretary to the Director of the Office for Civil Rights (OCR). The CMS Administrator now has the authority to impose civil monetary penalties for a covered entity's failure to comply, and to make exceptions concerning when State laws that are contrary to the Federal standards are not preempted by the Federal provisions. This delegation to the Administrator excludes the authority to issue regulations, and to hold hearings and issue final determinations if the respondent has requested a hearing on the imposition of civil monetary penalties.
CMS Publishes Interim Final Rule for Electronic Submission of Medicare Claims
8/20/2003
The Department of Health and Human Services (HHS) published the Interim Final Rule, with comment period, for Electronic Submission of Medicare Claims. This rule implements the statutory requirement found in the Administrative Simplification Compliance Act (ASCA). With a few exceptions, ASCA requires all claims sent to the Medicare Program be submitted electronically starting October 16, 2003. This Rule sets forth the details for implementation of the Medicare electronic claims submission requirement and who may be exempt from these requirements. The regulation requires that all claims submitted to Medicare on October 16, 2003 and beyond be done so electronically except for certain circumstances including: a) the entity is a small provider; b) dental claims; c) claims where there is more than one payer primary to Medicare; c) roster billing for vaccinations; claims for Medicare demonstration projects.
Read the Rule. (71k - .PDF)
Electric Transactions & Code Sets - Medicare "Waiver" Available for Small Providers Billing on Paper
8/12/2003
The Administrative Simplification Compliance Act or ASCA includes a provision that states, effective October 16, 2003, Medicare may not pay claims submitted on paper, with certain exceptions. One of the major exceptions is for claims submitted by "a small provider of services or supplier."
Read the provisions for exemption. (6k - .PDF)
Electric Transactions & Code Sets - Questions to Ask Your Vendors
8/12/2003
If you are a covered entity, you should be working towards becoming HIPAA compliant as quickly as possible. Read these important steps to take as the October 16, 2003 deadline approaches. (127K - .PDF)
Electric Transactions & Code Sets - Steps Towards HIPAA Compliance
8/12/2003
Do not assume your vendor or clearinghouse is HIPAA compliant. Communicate with them often to determine their progress. Their HIPAA readiness will directly impact your HIPAA readiness! It is essential that you communicate often with your software vendor about their progress towards HIPAA compliance. Talk to your Vendor, TPA or Clearinghouse Now! Ask your vendors these important questions. (161K - .PDF)
As T&CS Deadline Approaches CMS Offers 11th Hour Loophole & Guidance
8/10/2003
The clock is ticking toward the HIPAA transaction and code set deadline on Oct. 16, 2003 but for covered entities that continue to make good faith efforts toward compliance up until the deadline, and for a "little while" afterward, the deadline should not be so frightening. At least that's the message the Centers for Medicare and Medicaid Services (CMS) seemed to impart at a July 24 open door forum where they announced new guidance materials on the rule. Read the announcement.
National Health Information Infrastructure Act of 2003 Introduced in Congress
7/30/2003
Congresswoman Nancy Johnson (R-CT), Chairman of the House Ways and Means Health Subcommittee, introduced last week the "National Health Information Infrastructure Act of 2003." The bill, HR 2915, which was referred to the House Committee on Energy and Commerce, would create within the Department of Health and Human Services (HHS) a national health information officer serving for five years unless Congress extends the term. The officer, in consultation with an advisory group comprised of health care industry members, would issue recommendations for a uniform health information system to ensure compatibility and interoperability. The legislation would also require the development of national, voluntary data and communications standards such as medical vocabularies and electronic messaging.
CMS Emphatic About Transactions Compliance Deadline
7/24/2003
"The law is clear: October 16, 2003 is the deadline... after that date, covered entities, including health plans, may not conduct noncompliant transactions", say officials at the Centers for Medicare and Medicaid Services. CSM has sent a memo instructing its Medicare carriers to accept only paper forms after the transactions and code sets (TCS) compliance deadline for a secondary claim with more than one primary payer, reports Health Data Management. The X12 837 implementation guide does not have the data fields which the Medicare program needs to process the obscure claim type. The HIPAA transactions rule, which CMS is charged to enforce, currently prohibits payers, including Medicare, from requiring electronically submitted claims to include data elements not supported in the implementation guides.
Vets Administration to Launch Nationwide Health Info Web Portal
7/20/2003
Government Computer News reports the Veterans Affairs Department (VA) is ramping up its HealtheVet services portal for a nationwide release in mid-September. The portal ultimately will give veterans secure access to their health records. It will let veterans personalize their accounts with links to information explaining their records and medical conditions. When fully interactive in April, veterans will be able to track their medical data and make appointments, refill prescriptions, enter self-taken information such as blood pressure and chart their conditions. Read about it.
CMS to Provide Guidance with Transactions and Code Sets
7/19/2003
Department of Health and Human Services Secretary Tommy Thompson recently announced an effort to develop a national standard for the electronic medical record (EMR). As a sponsor with the Healthcare Information and Management Systems Society (HIMSS), the Centers for Medicare and Medicaid Services (CMS) and the Department of Veterans Affairs (VA) are providing financial and content expertise to support this initiative. A definitional model of the electronic medical record (EMR) proposed by HIMSS' EHR Steering Committee work group was submitted to Health Level 7 (HL7) and the Institute of Medicine (IOM), and is now under review by the federal government. The IOM also requested, and has received, a listing of the winners of the HIMSS Nicholas E. Davies Award of Excellence for use of EMRs, and in-depth specifics about the attributes of each winner’s EMR systems. Once the recommended specifications have been evaluated, HHS will share all components of the EMR standardized model record with the US health care system. The HIMSS EMR Definitional Model identifies eight key attributes that an electronic medical record must have
HIMSS Working on Electronic Medical Record (EMR) Standard
7/15/2003
Department of Health and Human Services Secretary Tommy Thompson recently announced an effort to develop a national standard for the electronic medical record (EMR). As a sponsor with the Healthcare Information and Management Systems Society (HIMSS), the Centers for Medicare and Medicaid Services (CMS) and the Department of Veterans Affairs (VA) are providing financial and content expertise to support this initiative. A definitional model of the electronic medical record (EMR) proposed by HIMSS' EHR Steering Committee work group was submitted to Health Level 7 (HL7) and the Institute of Medicine (IOM), and is now under review by the federal government. The IOM also requested, and has received, a listing of the winners of the HIMSS Nicholas E. Davies Award of Excellence for use of EMRs, and in-depth specifics about the attributes of each winner’s EMR systems. Once the recommended specifications have been evaluated, HHS will share all components of the EMR standardized model record with the US health care system. The HIMSS EMR Definitional Model identifies eight key attributes that an electronic medical record must have
NCVHS Recommends Against Delaying Upcoming October Deadline
7/2/2003
The National Committee on Vital and Health Statistics (NCVHS), an advisory body to the Secretary of Health and Human Services (HHS), has recommended to DHHS Secretary Tommy Thompson that the upcoming Transactions and Code Sets (TCS) compliance deadline on October 16, 2003 not be further delayed. Although there is wide agreement and concern that a substantial segment of the health care industry will be unable to comply with the October 16, 2003 implementation deadline for HIPAA's electronic transactions and code sets provisions, NCVHS nonetheless recommended that the deadline not be postponed, citing "It does appear that most covered entities, with the possible exception of small providers, are making the investment to comply with this deadline. Extending the implementation deadline once again is unlikely to motivate the noncompliant providers to take a new deadline seriously, while an extension will penalize those who have already come into compliance. At some point, a firm deadline must be imposed and the Committee believes that the deadline should remain October 16, 2003."
DHHS Promoting Paperless Electronic Health Care System
7/1/2003
HHS Secretary Tommy G. Thompson today announced two new steps towards building a national electronic health care system that will allow patients and their doctors to access their complete medical records anytime and anywhere they are needed, leading to reduced medical errors, improved patient care, and reduced health care costs. These steps are part of the DHHS's ongoing effort in developing a National Health Information Infrastructure. The first step is the establishment of a common medical language. The Secretary announced that the DHHS has signed an agreement with the College of American Pathologists (CAP) to license the College's standardized medical vocabulary system and make it available without charge throughout the United States. This action opens the door to establishing a common medical language as a key element in building a unified electronic medical records system in the US. The second step will be to create a standardized model of an electronic health record. The Secretary announced that HHS has commissioned the Institute of Medicine to design a standardized model of an electronic health record. The health care standards development organization known as HL7 has been asked to evaluate the model once it has been designed. HHS will share the standardized model record at no cost with all components of the US health care system. The Department expects to have a model record ready in 2004. It will be free available to the health care industry.
Medicare Waiver for Small Providers Billing on Paper
6/23/2003
The Centers for Medicare & Medicaid Services (CMS) posted a memo today emphasizing that the Administrative Simplification Compliance Act (ASCA) includes a provision that effective October 16, 2003 Medicare may not pay claims submitted on paper - with certain exceptions. One of the major exceptions is for claims submitted by "a small provider of services or supplier." Health care providers and practitioners with fewer than 10 full-time employees are advised to read this memo. Read the Medicare Memo (Word Doc Only)
DHHS Schedules Dates for Publishing New HIPAA Rules
6/3/2003
The Department of Health and Human Services (HHS) has released the dates that it expects to publish several HIPAA rules. The current schedule is as follows: Electronic Medicare Claims Submission NPRM expected 7/03; Standard Unique National Health Plan Identifier NPRM expected 9/03; Standard Unique Health Care Provider Identifier Final Action 9/03; Claims Attachments Standards NPRM expected 1/04; Modifications to Electronic Transactions and Code Sets NPRM expected 2/04
DHHS Publishes Correction to Enforcement Rule
5/5/2003
The Department of Health and Human Services (HHS) published a correction to the first part of its HIPAA enforcement rule, "Civil Money Penalties: Procedures for Investigations, Imposition of Penalties, and Hearings," in the April 28 Federal Register. In the correction, HHS clarifies that the interim final rule will be effective from May 19, 2003, to September 16, 2004, not September 16, 2003. Read The Corrections
DHHS Releases Interim Final Rule on Enforcement
4/15/2003
The Secretary of Health and Human Services has established an interim final enforcement rule entitled "Civil Money Penalties: Procedures for Investigations, Imposition of Penalties, and Hearings". It establishes rules of procedure for the imposition of monetary penalties on covered entities that violate the HIPAA regulations. This interim enforcement rule, when finalized, will mandate procedural and substantive requirements for imposition of monetary penalties. HHS is issuing this interim final enforcement rule to inform covered entities of its approach to enforcement and to advise all covered entities of certain procedures that will be followed as it enforces the Administrative Simplification provisions of HIPAA. This interim final rule will be effective 30 days following its publication in the Federal Register. Read "Protecting the Privacy of Patients' Health Information Fact Sheet" Read "How to File a Health Information Privacy Complaint with the Office for Civil Rights Fact Sheet"
Newspapers Alert Consumers to HIPAA's Privacy Regulations
4/14/2003
As the HIPAA Privacy Rule goes into affect, newspapers from all across the US are focusing on the compliance deadline and notifying the public of what to expect from the new regulations. Unfortunately, many of the articles have misleading or inacurrate information. Read the Boston Globe Read the Washington Post Read the LA Times Read the Dallas Star Read the NY Times Read the SF Chronicle
DHHS Secretary Thompson On Reaching the Privacy Deadline
4/14/2003
Department of Health and Human Services' Secretary Tommy Thompson issued a press release on the HIPAA Privacy regulations going into effect today.Read the Press Release
OCR Sets Privacy Complaint Process
3/20/2003
The Office of Civil Rights (OCR), an arm of the Department of Health and Human Services, has published a notice explaining how to file a complaint of an alleged violation of medical confidentiality under the HIPAA privacy rule. The OCR, which will enforce HIPAA, published the notice in the Federal Register. The notice includes the address of the agency’s ten regional offices and an email address to which individuals can send complaints.
HHS Releases Process for Requesting State Preemption of HIPAA
3/11/2003
The Federal Register today published a notice from the Department of Health and Human Services (HHS) outlining the process for requesting a state exemption of the HIPAA regulations. The notice makes clear the boundaries of what HHS can exempt and the reasons that may be used to justify an exemption. Requests must be made to HHS in writing and in the format specified in the notice. Read the Federal Register Notice.
Final Security Rules Official - Other Changes and Modifications Also Published
2/20/2003
After over four years of wrangling and deliberation, the official Final Security Rules were finally published in the Federal Register today. Health care providers will have until February 20, 2005 to become fully compliant with all the regulations. Also appearing today in the Federal Register are the Modifications to the Transaction Rules and a special notice reflecting a change in the organizational structure of the CMS (Centers for Medicare & Medicaid Services) by establishing the Office of Health Insurance Portability and Accountability Act Standards. Among the Office's duties:
  • Provide technical assistance regarding HIPAA standards and their implementation.
  • Provide assistance and guidance for HIPAA-related budget formulation and execution activities.
  • Develop, implement and administer the enforcement of HIPAA including portability, transactions, code sets, identifiers, and security.
  • Work with Federal departments and agencies to identify and adopt universal messaging and clinical health data standards, and represent CMS (Centers for Medicare & Medicaid Services) and DHHS (Department of Health and Human Services) in national projects supporting the national health enterprise architecture and the National Health Information Infrastructure.
  • Collaborate with the Department, especially the Office for Civil Rights, on HIPAA policy issues.
  • Develop regulations to enforce the provisions of the HIPAA and the ASCA. Also develop regulations and guidance materials on HIPAA standards.
  • Coordinate and provide guidance on legislative and regulatory issues.
  • Develop, implement and administer the enforcement of the Administrative Simplification Compliance Act (ASCA).
  • Educate and reach out to the public and internal CMS staff on HIPAA issues. Formulate and coordinate a public relations campaign, prepares and delivers presentations and speeches, responds to inquires on HIPAA issues, and liaisons with industry representatives.
Read the Final Security Rule. Large File: 289 Pages - 950Kb.
Final Security Rule To Be Published Feb. 20, 2003
2/13/2003
HHS Secretary Tommy G. Thompson today announced the adoption of the Final Security Final Rules. They are scheduled to be published as a Final Rule in the Federal Register on Feb. 20, 2003 with an effective date of April 21, 2003. Under the Final Security Rules, health insurers, certain health care providers and health care clearinghouses must establish procedures and mechanisms to protect the confidentiality, integrity and availability of electronic protected health information. The rule requires covered entities to implement administrative, physical and technical safeguards to protect electronic protected health information in their care. The security standards work in concert with the Final Privacy Rules adopted by HHS last year and scheduled to take effect for most covered entities on April 14, 2003. The two sets of standards use many of the same terms and definitions in order to make it easier for covered entities to comply. Health care providers, and other covered entities, will have two years - until April 21, 2005 - to comply with the Final Security Rule Regulations. Small health plans will have until April 21, 2005 to comply. Because both the Privacy Rule and the Security Rule share overlapping security issues, many health care providers will now have the opportunity to implement both the Privacy and the Security regulations by the April 15, 2003 deadline for compliance of the Privacy Rule. Read the Final Security Rule. Large File: 289 Pages - 950Kb.
Transaction Rules Modified
2/13/2003
HHS has adopted modifications to the transaction standards. Covered entities must comply with these modified transaction standards by Oct. 16, 2003. The Final Transaction Modifications Rule will be published in the Federal Register on Feb. 20, 2003. The Final Transaction Modifications Rule, combines two proposed rules published May 31, 2002. HHS worked extensively with the Designated Standards Maintenance Organizations (DSMOs) to revise the proposed changes to the standards, as required by Congress as part of HIPAA. Major provisions of the Final Rule include: Repealing the National Drug Code (NDC) as the standard medical data code set for reporting drugs and biologics in all non-retail pharmacy transactions; Adopting the proposed Addenda to the implementation guides with some technical revisions based upon comments received and consultation with the DSMOs. For retail pharmacy transactions: Adopting the National Council for Prescription Drug Programs (NCPDP) Batch Version 1.1 to support the Telecommunications Version 5.1; Adopting the Accredited Standards Committee (ASC) X12N 835 as the standard for payment and remittance advice and the NCPDP Telecommunications Version 5.1 and NCPDP Batch Version 1.1. Implementation Guides as the standard for the referral certification and authorization transaction; Continuing the use of the NDC code set for the reporting of drugs and biologics. The rule also adopts modified standards for two transactions that were not included in the proposed rules - premium payments, and coordination of benefits. The modifications were approved by the DMSOs and merely provide explanatory guidance. Read the Final Transaction Modifications Rule.Large File: 110 Pages - 375Kb.
Bush Wants $34 Million HIPAA Enforcement Funds
2/5/2003
Under President Bush’s proposed budget for the Department of Health and Human Services, the Centers for Medicare and Medicaid Services would receive $10 million in fiscal 2004 to begin activities related to enforcement of HIPAA’s transactions and code sets, security and identifier rules. Such activities would include the promulgation of a HIPAA enforcement rule, according to a 103-page briefing paper. “In order to enforce the HIPAA standards, CMS will assemble an enforcement staff, write an enforcement regulation that outlines the enforcement program, implement the enforcement system and begin to accept complaints,” according to the briefing paper. The proposed 2004 HHS budget includes $34 million in total spending for the Office of Civil Rights, which will enforce the HIPAA privacy rule. Read the Briefing Paper. Large File: 103 pages - 629Kb
California Patients Urged to Get Records
2/6/2003
Hundreds of thousands of Southern Californians are in danger of having their medical records destroyed because a Boston company says it is no longer being paid to store them. Iron Mountain has been housing the records of KPC Medical Management, which closed its clinics in 2000 and left behind 8 million medical documents. The Iron Mountain, which has housed the records since August 2001, was paid to store them for one year and distribute them to patients who requested them, company spokeswoman Melissa Burman said. Because the company has not received more money, officials have been considering whether to destroy the documents. Read the Article
Health Data Monitored for Bioterror Warning
1/27/2003
To secure early warning of a bioterror attack, the government is building a computerized network that will collect and analyze health data of people in eight major cities, administration officials say. The Centers for Disease Control and Prevention is to lead the multimillion-dollar surveillance effort, which officials expect to become the cornerstone of a national network to spot disease outbreaks by tracking data like doctor reports, emergency room visits and sales of flu medicine. "Our goal is to have a model that any city could pick up and apply," a senior administration official said of the plan. Officials would not disclose the program's cost or which cities will be involved. But experts say Washington is likely to be one of the eight. Read the Article
HIPAA Extension Legislation Signed
1/2/2003
On December 27, 2001, President Bush signed into law H.R. 3323, the Administrative Simplification Compliance Act (now known as Public Law 107-105). This law provides for a one year extension of the date for complying with the HIPAA standard transactions and code set requirements (to Oct 16, 2003) for any covered entity that submits to the Secretary of Health and Human Servcices a plan of how the entity will come into compliance with the requirements by October 16, 2003. The plan must be submitted by October 15, 2002 and shall be a summary of (A) An analysis reflecting the extent to which, and the reasons why, the person is not in compliance. (B) A budget, schedule, work plan, and implementation strategy for achieving compliance. (C) Whether the person plans to use or might use a contractor or other vendor to assist the person in achieving compliance. (D) A timeframe for testing that begins not later than April 16, 2003. The law also requires the Department to develop and promulgate a model compliance form for the plan by March 31, 2002, and to allow for compliance plans to be submitted electronically. Please note that this legislation kept in place the compliance deadlines for the Privacy Rule (April 14, 2003 for all covered entities except small health plans; April 14, 2004 for small health plans). The Department will be providing the details of the model form and submission procedures at a later date. The law also requires that, by Oct 16, 2003, providers stop submitting paper claims and submit claims electronically to Medicare. There are waivers for certain small providers or if there is no method for electronic submission of claims available. CMS will provide further details about these requirements through the regulatory process. Read The Bill
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